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Compliance 10 min read

The SOC 2 Compliance Checklist for Startups

SOC 2 is a security framework that proves to customers your company protects their data. This checklist covers the five Trust Service Criteria, Security, Availability, Processing Integrity, Confidentiality, and Privacy, with the specific controls you need to implement before your audit.

Foundations

What is SOC 2?

SOC 2 (System and Organization Controls 2) is an auditing framework developed by the AICPA. It evaluates how your organization handles customer data based on five “Trust Service Criteria.”

Type I vs Type II: Type I evaluates your controls at a single point in time. Type II evaluates them over a period (usually 6-12 months). Enterprise customers typically require Type II.

Why it matters: Enterprise customers, especially in SaaS, fintech, and healthcare, increasingly require SOC 2 before signing contracts. It has become table stakes for B2B companies.

The framework

The Five Trust Service Criteria

SecurityRequired
Availability 
Processing 
Confidentiality 
Privacy 

Security is always required. The other four criteria are optional, choose them based on your customers’ requirements.

The controls

Your audit-ready checklist.

Security Controls Checklist

  • Access control policies documented
  • SSO and MFA enforced for all users
  • Endpoint protection deployed on all devices
  • Vulnerability management program in place
  • Incident response plan documented and tested
  • Security awareness training for all employees
  • Vendor risk assessments completed

Availability Controls Checklist

  • Uptime SLAs defined and monitored
  • Disaster recovery plan documented and tested
  • Backup and restore procedures in place
  • Capacity planning processes defined
  • System monitoring and alerting configured

Confidentiality Controls Checklist

  • Data classification policy defined
  • Encryption at rest and in transit
  • DLP controls for sensitive data
  • Secure data disposal procedures
  • NDA and confidentiality agreements with vendors

Processing Integrity Controls

  • Input validation and error handling
  • Change management process documented
  • Quality assurance procedures
  • Transaction logging and audit trails

Privacy Controls Checklist

  • Privacy policy published and accurate
  • Data subject access request process
  • Consent management implemented
  • Data retention and deletion policies
  • Third-party data sharing agreements
Timeline

How long does SOC 2 take?

Realistic timeline: 3-6 months for Type II readiness, depending on your starting point.

If you’re starting from scratch with no formal security program, expect closer to 6 months. If you already have SSO, endpoint management, and basic policies, you can move faster.

The audit observation period for Type II is typically 3-12 months. Most companies choose 6 months for the first audit.

Where MARFI fits

How MARFI helps with SOC 2.

Launchpad is a SOC 2-certified platform. Clients who onboard inherit all of those controls from day one, so we start collecting evidence immediately and supercharge your compliance journey, rapidly reaching audit readiness for both SOC 2 Type I and Type II reports.

We integrate deeply with Secureframe and offer vCISO services to help you meet your compliance needs fast, and exceed both auditor and client expectations.

Continuous compliance

Stop preparing for audits. Start passing them.

MARFI keeps you audit-ready with continuous compliance monitoring and automated evidence collection, so SOC 2 stops being a fire drill.